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Article
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Audit committee guide for financial institutions
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A roadmap for oversight in an unprecedented regulatory environment
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Updated: March 2024
As a leading advisor to financial institutions for more than 85 years, RSM offers deep insight into the ramifications of today's fast-changing regulatory shifts. Our new Audit Committee Guide for Financial Institutions offers practical guidance on the committee's full range of responsibilities, including:
- Financial reporting process
- Control environment
- Risk assessment, including fraud risk
- External audit
- Internal audit
- Regulatory and compliance issues
- Conflicts of interest